Agenda Day Two – Thursday 19th September 2019
Saturday, October 19th, 2019
Ø SM&CR - How the are financial firms setting up the processes, lines of reporting and senior managers responsibilities to ensure compliance?
Ø Are the smaller companies ready for the general change of culture SM&CR will bring?
Ø Introducing reporting lines in fund structures - How SM&CR ensures managers are acting in the best interest of investorsto drive better individual accountability through transparency, clarity and support?
ØThe global dimensions- How will SM&CR stretch beyond the UK and what effects could it have on the wider European landscape?